Story Structure — 4 Plot Phases
A Fraudulent Downfall
An SEC investigation reaches Herbie's company, where his boss frames him for stock fraud. Herbie is sent to prison as a result of the accusation.
Key Events
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SEC Investigates Company — An SEC investigation begins at Herbie's company. Characters: Herbie Altman
Location: Herbie's company
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Herbie Is Framed — Herbie's boss frames him for stock fraud during the investigation. Characters: Herbie Altman
Location: Herbie's company
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Fraud Charges Follow — The fraud accusation makes Herbie responsible for the alleged stock scheme. Characters: Herbie Altman
Location: Herbie's company
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Herbie Enters Prison — Herbie is sent to prison after being framed for stock fraud. Characters: Herbie Altman
Location: Prison
The Prison Adviser
While incarcerated, Herbie advises a fellow inmate on investments. The success of that advice causes other prisoners to seek his financial guidance.
Key Events
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Herbie Enters Prison — Herbie is sent to prison after being framed for stock fraud. Characters: Herbie Altman
Location: Prison
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Investment Advice Begins — While incarcerated, Herbie advises a fellow inmate on investments. Characters: Herbie Altman
Location: Prison
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Advice Proves Successful — Herbie's investment advice succeeds, establishing his financial credibility. Characters: Herbie Altman
Location: Prison
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Prisoners Seek Guidance — Other prisoners begin seeking Herbie's financial guidance. Characters: Herbie Altman
Location: Prison
An Enterprise Behind Bars
The demand for Herbie's guidance creates growing capital that needs to be managed. He establishes CON INC and operates it from inside the facility while avoiding detection.
Key Events
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Prisoners Seek Guidance — Other prisoners begin seeking Herbie's financial guidance. Characters: Herbie Altman
Location: Prison
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Capital Starts Growing — The growing demand for advice leads to an expanding pool of capital. Characters: Herbie Altman
Location: Prison
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CON INC Is Established — Herbie establishes CON INC to manage the growing capital. Characters: Herbie Altman
Location: Prison
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Business Operates Inside — Herbie operates CON INC from inside the prison facility. Characters: Herbie Altman
Location: Within the prison facility
Investigations Return
The IRS and SEC launch inquiries into CON INC. Their scrutiny places Herbie in renewed legal trouble.
Key Events
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Enterprise Avoids Detection — Herbie's enterprise evades detection by the warden and guards. Characters: Herbie Altman
Location: Within the prison facility
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IRS Opens Inquiry — The IRS launches an inquiry into CON INC. Characters: Herbie Altman
Location: Within the prison facility
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SEC Reopens Investigation — The SEC joins the renewed inquiry into Herbie's business. Characters: Herbie Altman
Location: Within the prison facility
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Legal Trouble Returns — The government inquiries place Herbie in renewed legal trouble. Characters: Herbie Altman
Location: Prison
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Business Faces Scrutiny — Herbie must face the consequences of the investigations into CON INC. Characters: Herbie Altman
Location: Prison